Market Surveillance Spotlight Series Sponsored by Progress Software
Expert networks, insider trading, high-frequency trading, flash crash. What links these topics together? Market surveillance – the ability of the buy side, sell side, regulators and other key players to track what’s going on microsecond by microsecond in every trading day. TabbFORUM’s Spotlight Series on Market Surveillance, sponsored by Progress Software, is the one resource for all things surveillance. As an open community, TabbFORUM welcomes your ideas, articles and other thoughts on this upcoming series. Just drop an email to: editor@tabbforum.com.
The Bullishness of the Ongoing Onslaught of Regulation
Lucas Lucas, Tree Consulting28 Nov 2011
Rumors continue to emanate from Brussels that European regulators intend to parse out legislation in their attempt to seal off market abuse. Meanwhile, in the U.S., regulators fear they will...
Opinion & Analysis
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SEF Surveillance
(Javelin Capital Markets, James Cawley)
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The Bullishness of the Ongoing Onslaught of Regulation
(Liquidnet, Rebecca Healey)
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Can Market Surveillance Help Keep Traders on Track?
(ULLINK, Richard Bentley)
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The Case for an Internal Accounting Solution
(VITEOS, Francis Rainsford)
News
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Lawsky Said to Probe Barclays, Deutsche Bank FX Algorithm
('Bloomberg')
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Isda board selects SocGen banker as new chairman
('fastFT')
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CME Fines Trader $150,000 Over Alleged Oil, Metals Manipulation
('Bloomberg')
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How Regulators Fail Taxpayers: The Story of JP Morgan and the New York Fed
('National Review')
Can Market Surveillance Help Keep Traders on Track?
Lucas Lucas, Tree Consulting,Lucas Lucas, Tree ConsultingThere’s no doubt that today’s high speed capital markets and cross product, cross market trade volumes mean regulation struggles to keep up with changes in the market. MiFID II is...
ContinueAdditional Resources
- If 6 Was 9…
(Dave Tolladay, Alerts4 Financial Markets Ltd)
- The Microstructure of the ‘Flash Crash’: Flow Toxicity, Liquidity Crashes and the Probability of Informed Trading
David Easley, Cornell University; Marcos Mailoc López de Prado, Tudor Investment Corp.; Maureen O'Hara, Cornell University