28 November 2011
The Bullishness of the Ongoing Onslaught of Regulation
Rebecca Healey, TABB Group
Not so far out: Monitoring a trader in the Cayman who’s trading a London Stock Exchange stock on Chi-X.
rest of story...
Opinion & Analysis
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SEF Surveillance
(Javelin Capital Markets, James Cawley)
3 Comments
- The Bullishness of the Ongoing Onslaught of Regulation (TABB Group, Rebecca Healey) 6 Comments
- Can Market Surveillance Help Keep Traders on Track? (Progress Software, Richard Bentley) 1 Comment
- LEIs Going Global: A Universal Secret Decoder Ring for ID (GoldenSource, Mike Meriton, President, CEO)
- HFT Volume: Cool Liquidity or Just Hot Air? (Object Trading, Dan Hubscher) 8 Comments
- All in the System: Infrastructure, Applications, Latency (TABB Group, Robert Iati)
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Consulting Case Study: System Monitoring on Wall Street
(TABB Group, Robert Iati)
- Keeping the Train on Track (Object Trading, Dan Hubscher) 1 Comment
- Tickets Please: Technology to Keep You on the Train (Object Trading, Dan Hubscher)
- All Change: When to Prepare for New Regulations (Object Trading, Dan Hubscher) 2 Comments
- Quis custodiet ipsos custodes? (TABB Group, Miranda Mizen)
- Creep Factor: Lie Detectors in Financial Markets (TABB Group, Miranda Mizen) 1 Comment
- All Aboard: New Regulations Take Many Tracks (Object Trading, Dan Hubscher)
- Real-Time Big Data and the 11 Principles of Modern Surveillance Systems (StreamBase, Mark Palmer) 16 Comments
- Really Real-Time? The Relevance of Timeframes to Surveillance and Monitoring (Alerts4 Financial Markets Ltd, Dave Tolladay) 2 Comments
- Can Anything Be Done To Prevent A Second Flash Crash? (Object Trading, Dan Hubscher) 19 Comments
- Risky Business II: Tools to Manage and Monitor Trades (And How They Work) (TabbFORUM, Gregory Crawford)
- Risky Business: Keeping an Eye on the Ball Before, During and After a Trade (TabbFORUM, Gregory Crawford)
- Detection, Prevention, Deterrence (Oh My!) (Object Trading, Dan Hubscher)
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The role of broker/dealers in market surveillance
(Quadron Data Solutions, a Fetter Logic Company, David Fetter)
- An Endless Game of Hide and Seek (Object Trading, Dan Hubscher) 3 Comments
- Build or Buy A Monitoring System? Or Is There Another Way? (Alerts4 Financial Markets Ltd, Dave Tolladay) 1 Comment
- The Buck Stops at the Brokerage (Object Trading, Dan Hubscher)
- Splash-then-Rocks: A New Approach to Market Surveillance (Bryok, Simon Bates) 1 Comment
- Fixing the Fat-Fingered Faux Pas Epidemic (Progress Software, John Bates) 1 Comment
- MiFid II Surveillance Requirements: Brobdingnagian (TABB Group, Miranda Mizen) 1 Comment
- Nowhere to Run (And We're Not Talking Martha & the Vandellas) (TabbFORUM, Gregory Crawford)
- The Trouble with Algorithms: Wild Children or Reckless Parents? (Object Trading, Dan Hubscher) 1 Comment
- The Data Revolution, Fueling the Engine of Change (OneMarketData, Louis Lovas) 2 Comments
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Beware the Splash Crash
(TABB)
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Algorithmic Good Housekeeping Seal
(TABB Group, Larry Tabb)
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Cross Asset Linkages
(TABB Group, Larry Tabb)
- Beware the Splash Crash (Progress Software, John Bates)
- The Whole and the Sum of the Parts (TABB Group, Miranda Mizen)
- Red Flags, Tracking Going Mainstream With New Regulations (Progress Software, John Bates)
- A Trader’s Skill or Illegal Activity? As Lines Blur, Regulation and Compliance Race to Keep Up (b-next, Wolfgang Fabisch, CEO)
- If You See Anything Suspicious… (Freelance, Melanie Wold) 1 Comment
- The New Market Mantras: Transparency, Integrity, Risk Control (TabbFORUM, Gregory Crawford)
- TabbFORUM Spotlight Series on Market Surveillance (TabbFORUM, Gregory Crawford)
- Avoiding a Crash in Our Two-Speed World (Freelance, Melanie Wold) 5 Comments
- High Frequency on Trial (TABB Group, Robert Iati) 5 Comments
- The Prevailing Wisdom of the Perfect Storm (OneMarketData, Louis Lovas)
- HFT Regulation, One Step at a Time (OneMarketData, Louis Lovas) 17 Comments
- FINRA Sweep: The Risks of Being Caught Naked (Progress Software, John Bates) 9 Comments
- Hands Off High Frequency Trading (Progress Software, John Bates) 6 Comments
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The Case for an Internal Accounting Solution
(VITEOS , Francis Rainsford)
1 Comment
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Progress Software Introduces Next-Generation Market Surveillance Technology
(Progress Software, Dr. Giles Nelson)
News
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Treasury, Fed may probe Bloomberg News breach
(USA Today) -
Hackers compromise AP Twitter account
(Yahoo!) -
Angry TradeTech delegates clash over HFT
(banking technology) -
Price Band Limits to Curb U.S. Stock Volatility
(Bloomberg)
Can Market Surveillance Help Keep Traders on Track?
Richard Bentley, Progress Software
In Europe at least, few financial firms fear regulators. Continue
Additional Resources
- White Paper: If 6 Was 9... (Alerts4 Financial Markets Ltd, Dave Tolladay)
- White Paper: Data Aggregation: A Single View of Your Enterprise (SunGard)
- White Paper: The Microstructure of the 'Flash Crash': Flow Toxicity, Liquidity Crashes and the Probability of Informed Trading (David Easley, Cornell University; Marcos Mailoc López de Prado, Tudor Investment Corp.; Maureen O'Hara, Cornell University)

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