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OCC Announces Retirement of CEO Michael Cahill at Year-End

19 September 2014

OCC announced today that CEO Michael Cahill plans to retire from OCC at year-end after 32 years with the company. OCC's Board of Directors has created a Board subcommittee to undertake a search for a new Chief Executive Officer.

FINRA Board Approves Series of Equity Trading and Fixed Income Rulemaking Items

19 September 2014

The Financial Industry Regulatory Authority (FINRA) announced that its Board of Governors approved a series of proposed rule changes regarding high-speed and algorithmic trading.

MMI CEO Bill Harts Statement on FINRA Meeting

19 September 2014

The Financial Industry Regulatory Authority’s (FINRA) Board of Governors will be discussing proposals to strengthen existing market structure, including proposed rulemaking items on algorithmic trading and dark pools.

Jim Burns, Deputy Director of Trading and Markets, to Leave SEC

18 September 2014

The Securities and Exchange Commission today announced that James R. Burns, Deputy Director in the Division of Trading and Markets, will leave the agency in October.

R.J. O’Brien & Associates Appoints Paul Goodhew as Head of Global Markets at R.J. O’Brien (UK) Limited Affiliate

18 September 2014

R.J. O'Brien & Associates (RJO), the oldest and largest independent futures brokerage and clearing firm in the United States, announced the appointment of industry veteran Paul Goodhew, 45, as Senior Vice President and Head of Global Markets at its London-based R.J. O’Brien (UK) Limited affiliate. In that role, he will focus on expanding the operation’s institutional commodity brokerage business, including energy, as well as fixed income, rates and equity derivatives.

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17 September 2014