• Rail_thumb_markettech-mark_miller-north_american_t-ware_connect-waks-oct_15_2014

    The Best Defense Is a Strong Offense: The Strategic Value of Compliance

    Mandatory call recording has been forced upon financial services firms by regulators, but the compliance burden also can provide value for firms, insists Mark Miller, head of North America T-Ware Connect. ...
  • Rail_thumb_markettech_2014-mike_hoskins_vid1-actian-wat-oct_15_2014

    Big Data Analytics and Back-Office Alpha

    The analysis of more and richer data yields more-timely and more accurate decisions, notes Actian CTO Mike Hoskins. And while big data analytics have become a staple in the front office, they are just beginning to ...
  • Rail_thumb_aitken

    Examining the Impact of Tick Size on Market Quality

    In mandating price tick sizes, regulators must strike a balance between liquidity, transaction costs and price discovery. While narrower tick sizes allow for reduced transaction costs and more exact price ...

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Press Releases

WEBB Chooses TBricks for Cash and Derivatives Trading

31 October 2014

Amsterdam-based market maker WEBB consolidates cash and derivatives trading and market making on a single, high-performance platform. WEBB, market maker and liquidity provider on key European markets, has deployed Tbricks for trading and market making of cash products and financial derivatives.

FINRA Names Richard Berry Director of Dispute Resolution

31 October 2014

The Financial Industry Regulatory Authority (FINRA) announced today that Richard W. Berry will become Executive Vice President and Director of Dispute Resolution, starting December 1. Berry will report directly to Richard Ketchum, FINRA's Chairman and CEO. He is replacing Linda Fienberg, who is retiring on November 30.

James Cawley Joins BGC's SEF as Chief Executive Officer

30 October 2014

BGC Partners, Inc. (NASDAQ: BGCP) ("BGC Partners," "BGC," or "the Company"), a leading global brokerage company servicing the financial and real estate markets, today announced the appointment of James Cawley as Chief Executive Officer ("CEO") of its Swap Execution Facility ("SEF") subsidiary, BGC Derivative Markets, L.P. Mr. Cawley will be based in New York and report to Philip Norton, Global Head of eCommerce at BGC. In addition, BGC Partners today announced that Angelo Toglia, Interim CEO of BGC Derivative Markets, L.P., assumes the role of Chief Operating Officer. These appointments complement BGC's commitment to offer its diverse customer-base liquid and innovative trade execution capability combined with a broad range of pre- and post-trade services in the post-Dodd-Frank era.

FCA fines Sesame Ltd for ‘pay-to-play’ arrangements

30 October 2014

Sesame Ltd, the UK’s largest network of financial advisers, has been fined £1,598,000 by the Financial Conduct Authority (FCA) for setting up a pay-to-play scheme.

Liquid Holdings Group Reports Third Quarter 2014 Results Software Services Revenue Grows 103% Over Prior Year Period

30 October 2014

Liquid Holdings Group, Inc. (Nasdaq:LIQD) ("Liquid" or the "Company"), a provider of cloud-based investment management solutions for the financial community, today reported results for the third quarter ended September 30, 2014.

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