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Regulatory Press Releases

CFTC and SEC Release Joint Report to Congress on International Swap Regulation

2 February 2012

The Commodity Futures Trading Commission and the Securities and Exchange Commission delivered to Congress a report on international swap regulation, as required by Section 719(c) of the Dodd-Frank Wall Street Reform and Consumer Protection Act.

Viteos Expands into Asia Pacific

2 February 2012

In its latest strategic move, Viteos, a leading global hedge fund administrator and operations service provider, today announced the establishment of its presence in the Asia Pacific region.

IIROC implements single-stock circuit breakers

2 February 2012

Jonathan Corpina to Keynote High-Frequency Trading Reception in New York City

2 February 2012

The Speed Traders Workshop 2012 Sao Paulo, From Brazil to South Korea to Malaysia to Qatar to Poland and Beyond

2 February 2012

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Previous Regulatory Press Releases

1 February 2012

NYSE Euronext Statement on EU Decision to Prohibit Merger

1 February 2012

31 January 2012

NFA Signs Agreement with MarketAxess to provide Regulatory Services to MarketAxess' Swap Execution Facility

31 January 2012

b-next Selects StreamBase CEP for CMC:Suite to Enable Millisecond Market Surveillance in Response to Global Regulatory Pressure

26 January 2012

CAPIS Now Live on UNX Catalyst® Trading Platform

25 January 2012

CFTC Releases Results of Limited Reviews of Futures Commission Merchants

24 January 2012

Edgar Perez, The Speed Traders Workshop 2012 Sao Paulo, on Can 'Trading on Tweets' Really Make Money?

23 January 2012

Furlong Fund Announces its Intent to Propose Proxy Access and Nominate Two Directors for Election at the Microwave Filter Company, Inc. Annual Meeting

23 January 2012

Diamondback Capital Agrees to Settle SEC Insider Trading Charges

21 January 2012

BM&FBovespa Gains with Further Rate Cuts and The Speed Traders Workshop 2012 Sao Paulo, February 1st

19 January 2012

New Appointment to lead Post Trade Counterparty Default Management and RRP Initiatives at TRG Post Trade Services

19 January 2012

18 January 2012

Portware Forecasts Significant Changes for Trading and Technology in 2012

18 January 2012

SEC Charges Fund Managers and Analysts in Insider Trading Scheme

18 January 2012

17 January 2012

SEC Charges UBS Global Asset Management for Pricing Violations in Mutual Fund Portfolios

17 January 2012

Expert Research Networks still a valuable investment tool but warrant strict oversight

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