Opinions
(TabbFORUM, Editorial Services)
TabbFORUM will honor its selection of the 40 leading innovative organizations across the financial industry and capital markets on April 30 at a reception at the Tribeca Grill, New York, from 6 to 8 p.m. The TabbFORUM NOVAs acknowledge the financial industry’s ongoing commitment to technology-driven innovation — companies that
Continue...(TradingHub, Andrew Waters)
Recently, the MOVE index gauge of interest rate volatility in the U.S. Treasury market, inched into double digits, signaling lower volatility, more supportive of de-risking global fixed income. At the same time digitization of our capital markets has introduced new products, speedier trading, and operational efficiencies for trading desks, it has
Continue...(DTCC, DTCC Connection )
DTCC Connection: In a T+1 environment, what is the deadline to have trades affirmed? Val Wotton: As per SEC Exchange Act Rule 15c6-2, Broker Dealers must ensure completion of allocations, confirmations, and affirmations with their counterparties for 100% of trades as soon as technologically practicable and no later than end
Continue...(Capitol Account, Robert Schmidt,Capitol Account, Jessica Holzer,Capitol Account, Ryan Tracy)
A lot went down this week. We looked into the DOJ antitrust chief’s much-anticipated plan for redoing bank merger guidance, and found out that he’s not sure an overhaul is even necessary. There was also a pretty informative, and surprisingly civil, discussion about the state of financial regulation — at
Continue...(Integral Development Corp., Vikas Srivastava)
Tick-tock tick-tock, the clock is ticking down to one of the most pivotal moments in financial markets this decade. This coming May will mark the transition to T+1 settlement for equities and bonds transactions in North America. To add to the complexities, CLS confirmed this week it will not make
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BofE’s CCP Exam Makes Stress Testing More Than a Tick Box Exercise
(NeoXam, Joseph Cordahi)
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An Ending, or a Beginning? Looking at the Basel III Endgame
(G. M. Bollenbacher& Co., Ltd., George Bollenbacher)
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Outsourced Trading Seeks Continued Expansion Among Biggest Asset Managers
(Contributing Writer, John Hintze)
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Private Fund Managers: Hello AML Compliance Officers
(FinOps Report, Chris Kentouris)
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DORA – Navigating the EU’s Operational Resilience Landscape
(CJC, Antony Fung)
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Talking Trading With Robinhood; BlackRock’s Washington Expansion; Peirce Blasts SEC’s `Dwindling’ Public Outreach
(Capitol Account, Robert Schmidt,Capitol Account, Jessica Holzer,Capitol Account, Ryan Tracy)
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Bridging the Bitcoin Holder Knowledge Gap
(SusanJosephLLC, Susan Joseph)
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Could Stablecoins Be the Future of Payments?
(NEO, Laurent Descout)
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Trump’s Civil Penalty Puts Real Estate Valuations to the Front of Investors’ Minds
(Clearwater Analytics, Colin Clunie)
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OCC’s Hsu Steps Up; CFPB Chief Warns Bankers; DeFi Group Sues to Halt `Regulation by Enforcement’
(Capitol Account, Robert Schmidt,Capitol Account, Jessica Holzer)
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The Growing Regulatory Risk Around AI
(Firebrand Research, Virginie O\'Shea)
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Great Relationships No Matter the Outcome
(The Security Traders Association, Jim Toes)
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SEC’s New Climate Disclosure Rule a Slow-Motion Train Wreck
(Competitive Enterprise Institute, Richard Morrison)
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FCA Publishes Proposed Guidance on New Anti-Greenwashing Rule
(IQ-EQ, Sarmad Naim)
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What the SEC’s New Climate Disclosure Rules Could Mean for Companies and Investors
(MSCI Research, Mathew Lee)
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