Opinions
(Competitive Enterprise Institute, Richard Morrison)
The day that many observers of financial regulation have long been awaiting (and dreading) has come; the Securities and Exchange Commission (SEC) has voted to approve its final rule on disclosure of climate change-related information for public companies. Here was my initial statement on the rule: The Securities and Exchange
Continue...(IQ-EQ, Sarmad Naim)
The Financial Conduct Authority’s (FCA) consultation on the new anti-greenwashing rule guidance, closed on 26 January 2024. This guidance will apply to all FCA authorised firms who make sustainability-related claims about their products and services. It supplements the current “anti-greenwashing rule”, which requires firms to ensure that any reference to
Continue...(MSCI Research, Mathew Lee)
The largest U.S.-listed companies will be required to publish their material operational and energy-related greenhouse gas (GHG) emissions and other climate-related financial information annually under new rules adopted by the Securities and Exchange Commission (SEC).[1] The measures are designed to standardize disclosure of climate-related information available to investors. The long-awaited
Continue...(Contributing Editor, Jeff Kutler)
On March 5, nearly a year after the collapse of Silicon Valley Bank, the credit-risk-challenged New York Community Bancorp was causing jitters locally and in financial markets. Deposits had fallen since February 5 by $6 billion, to $77 billion. Deposits rebounded with the March 7 announcement of a $1 billion equity
Continue...(Morgan Lewis, Mana Behbin,Morgan Lewis, Kelly Gibson,Morgan Lewis, Elizabeth S. Goldberg)
In the United States, ESG-related regulatory risk primarily originates from three key sources: the US Securities and Exchange Commission (SEC), the US Department of Labor (DOL), and state legislatures and agencies. This article provides a summary discussion of the regulatory framework impacting ESG investing in these three areas. SEC EXAMINATIONS
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Introducing the 2024 TabbFORUM NOVA Awards: Honoring Top Innovators Across Financial Markets
(Contributing Editor, Jeff Kutler)
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Artificial Intelligence (AI) Enabled Records Management
(TCS, Rajendra Janvalekar,TCS, Jitendra Salunkhe)
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Updating Prime Brokerage Margin Models: The Need for Transparency and Real-Time Risk Management
(Cassini, Vardaan Kohli)
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9 Things to Know About the SEC’s New Climate Rule and How It Affects You
(Morningstar, Charity Blue,Morningstar, Leslie Norton, )
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The Year of the Election – Unpredictable Events Need Vigilance at Banks
(Baton Systems, Alex Knight)
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Can the SEC’s Climate Disclosure Mandate Rule the Roost?
(ING, Coco Zhang,ING, Padhraic Garvey, CFA)
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Europe’s Fragmented Liquidity Challenge
(FlexTrade Systems, Ivy Schmerken)
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“Modernizing” Equity Market Structure Policy
(Rosenblatt Securities, Justin Schack)
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The Non-Financial Rationale for Comms Surveillance Mustn’t Be Ignored
(VoxSmart, Oliver Blower)
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Preparing for T+1 and Beyond
(Clear Street, John Oleon)
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The High Cost of Post-Trade Inefficiency
(Firebrand Research, Virginie O\'Shea)
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Efficiency Unleashed: Capital Markets Operations Reimagined With Generative AI
(Broadridge, Sujoyini Mandal)
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Talking Administrative Law Abuses; Capital One Deal Energizes Bank Opponents; OCC’s Hsu Wants More Scrutiny of PE and Hedge Funds
(Capitol Account, Jesse Westbrook,Capitol Account, Robert Schmidt)
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Talking DeFi; Gensler and AI Hallucinations; Blowback on FDIC Board Governance Rule
(Capitol Account, Jesse Westbrook,Capitol Account, Robert Schmidt)
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Bitcoin Again: This Time Bigger and Better
(Vested, Milton Ezrati)
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