Opinions
(Firebrand Research, Virginie O\'Shea)
The market infrastructure community has been debating the topic of time for the last few years. How late should our markets be open? How fast should settlement be? We’ve moved on (a little) from trading latency to the concept of perpetual markets, but before we head down that route we
Continue...(TabbFORUM, Editorial Services)
TabbFORUM will honor its selection of the 40 leading innovative organizations across the financial industry and capital markets on April 30 at a reception at the Tribeca Grill, New York, from 6 to 8 p.m. The TabbFORUM NOVAs acknowledge the financial industry’s ongoing commitment to technology-driven innovation — companies that
Continue...(TradingHub, Andrew Waters)
Recently, the MOVE index gauge of interest rate volatility in the U.S. Treasury market, inched into double digits, signaling lower volatility, more supportive of de-risking global fixed income. At the same time digitization of our capital markets has introduced new products, speedier trading, and operational efficiencies for trading desks, it has
Continue...(DTCC, DTCC Connection )
DTCC Connection: In a T+1 environment, what is the deadline to have trades affirmed? Val Wotton: As per SEC Exchange Act Rule 15c6-2, Broker Dealers must ensure completion of allocations, confirmations, and affirmations with their counterparties for 100% of trades as soon as technologically practicable and no later than end
Continue...(Capitol Account, Robert Schmidt,Capitol Account, Jessica Holzer,Capitol Account, Ryan Tracy)
A lot went down this week. We looked into the DOJ antitrust chief’s much-anticipated plan for redoing bank merger guidance, and found out that he’s not sure an overhaul is even necessary. There was also a pretty informative, and surprisingly civil, discussion about the state of financial regulation — at
Continue...More Opinions
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Why Automation Is Going to Dominate in the Race to T+1
(Integral Development Corp., Vikas Srivastava)
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BofE’s CCP Exam Makes Stress Testing More Than a Tick Box Exercise
(NeoXam, Joseph Cordahi)
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An Ending, or a Beginning? Looking at the Basel III Endgame
(G. M. Bollenbacher& Co., Ltd., George Bollenbacher)
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Outsourced Trading Seeks Continued Expansion Among Biggest Asset Managers
(Contributing Writer, John Hintze)
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Private Fund Managers: Hello AML Compliance Officers
(FinOps Report, Chris Kentouris)
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DORA – Navigating the EU’s Operational Resilience Landscape
(CJC, Antony Fung)
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Talking Trading With Robinhood; BlackRock’s Washington Expansion; Peirce Blasts SEC’s `Dwindling’ Public Outreach
(Capitol Account, Robert Schmidt,Capitol Account, Jessica Holzer,Capitol Account, Ryan Tracy)
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Bridging the Bitcoin Holder Knowledge Gap
(SusanJosephLLC, Susan Joseph)
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Could Stablecoins Be the Future of Payments?
(NEO, Laurent Descout)
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Trump’s Civil Penalty Puts Real Estate Valuations to the Front of Investors’ Minds
(Clearwater Analytics, Colin Clunie)
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OCC’s Hsu Steps Up; CFPB Chief Warns Bankers; DeFi Group Sues to Halt `Regulation by Enforcement’
(Capitol Account, Robert Schmidt,Capitol Account, Jessica Holzer)
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The Growing Regulatory Risk Around AI
(Firebrand Research, Virginie O\'Shea)
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Great Relationships No Matter the Outcome
(The Security Traders Association, Jim Toes)
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SEC’s New Climate Disclosure Rule a Slow-Motion Train Wreck
(Competitive Enterprise Institute, Richard Morrison)
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FCA Publishes Proposed Guidance on New Anti-Greenwashing Rule
(IQ-EQ, Sarmad Naim)
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