News
(Streets Consulting)
(CoinDesk)
The head of the U.S. Commodity Futures Trading Commission (CFTC), Rostin Behnam, had a lot of contact with Sam Bankman-Friend, the disgraced former CEO of FTX, but lawmakers suggest he hasn’t been fully forthcoming about those interactions. So, Sens. Elizabeth Warren (D-Mass.) and Chuck Grassley (R-Iowa) are demanding more.
(Traders Magazine)
The Canadian Investment Regulatory Organization (CIRO) has released its inaugural three-year Strategic Plan outlining areas the public interest regulator will focus on to promote healthy capital markets. “The Strategic Plan acknowledges the industry’s significant transformation, influenced by the evolving needs of Canadians and technological innovation,” said Andrew J. Kriegler, President and CEO, CIRO.
(Best Execution)
EMIR data quality has improved over the last five years, according to the European Securities and Markets Authority (ESMA).
(Reuters)
A second Trump White House would seek to sharply reduce the power of U.S. financial regulators, according to a review of public documents and interviews with people allied with the former president.
In the wake of the worst economic crisis since the Great Depression, Congress dramatically expanded the U.S. government’s oversight of the financial industry to prevent a repeat of the 2008 global banking meltdown.
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Tag, not it! First mover hesitancy for research rebundling
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FDIC Chief Says US Ready If Big Wall Street Bank Ever Failed
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SEC delays decision on spot bitcoin ETF options
(The Block)
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Hidden Road ready for rush hour after FCM approval
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SEC Wins Trial in Novel ‘Shadow’ Insider Trading Crackdown
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Senvest Management hit with $6.5m recordkeeping fine
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The Derivatives Service Bureau calls for industry input on OTC Derivative Identifier Services
(The Derivatives Service Bureau)
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Feature: FTX’s Original Sin Is a Warning to All of Crypto
(Bloomberg)($)
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Bitwise files for a spot ether ETF
(Blockworks)
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SBF Is Going to Prison for 25 Years
(CoinDesk)
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How Sam Bankman-Fried’s Sentence Compares With Other White-Collar Cases
(New York Times)($)
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House Republicans seek answers from SEC on non-security digital assets
(Financial Regulation News)
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FINRA Enhances Post-Trade Transparency in U.S. Treasuries
(Markets Media)
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OpenYield Trading prints first trade
(The Desk)
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SEC issues T+1 risk alert
(Best Execution)
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Environmentalists, Conservatives Sue SEC Over Climate Rule
(Investment News)
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Consolidated tape hopefuls gear up for uncertain tender process
(Waters Technology)($)
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Ex-UBS Trader Tom Hayes Loses UK Appeal Over Libor Crimes
(Bloomberg)($)
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Anti-ESG Bill Floated in House to Combat DOL Rule
(Pensions & Investments)
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Gensler Defends New Climate Rule, Promotes Mandatory Disclosures
(Pensions & Investments)
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Market Structure Reforms Challenge Broker-Dealers
(Traders Magazine)
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Looking for T+1 in the EU? Think 2028…at the Earliest
(The Full FX)
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IEX Podcast: Reverse Pivoting Your Pivot with Larry Tabb
(IEX Exchange Podcast)
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