News
(Markets Media)
FINRA has begun disseminating individual transactions in active U.S. Treasury securities at the end of the day, raising the level of transparency in the market for these benchmark securities.
(The Desk)
Broker-dealer and alternative trading system OpenYield Trading has launched, printing its first trade. OpenYield is designed to make access to the bond market easier and for, and enhance the existing services of, broker-dealers, advisors and asset managers. Through what it describes as an “equity-like marketplace for bond trading”, OpenYield offers no minimums, limit and market orders. It also includes an automatic trading-oriented architecture, low-latency instant execution and a focus on odd lot economics.
(Best Execution)
The US Securities and Exchange Commission (SEC) has issued a Risk Alert, imploring market participants to ensure they are ready for the transition to T+1 on 28 May 2024.
(The Trade)
Taskforce states that the UK, EU and other European jurisdictions should align on T+1 with a regional timeframe possibly overriding the timeline.
(Investment News)
The SEC recently passed a groundbreaking rule that will require many big public companies to report their climate-related business risks and their greenhouse gas emissions.
But the rule the Securities and Exchange Commission finalized was significantly pared down from what it proposed two years earlier, walking back the overall burden on businesses while nonetheless getting some progress on climate reporting on the books.
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Consolidated tape hopefuls gear up for uncertain tender process
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Ex-UBS Trader Tom Hayes Loses UK Appeal Over Libor Crimes
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Anti-ESG Bill Floated in House to Combat DOL Rule
(Pensions & Investments)
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Gensler Defends New Climate Rule, Promotes Mandatory Disclosures
(Pensions & Investments)
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Market Structure Reforms Challenge Broker-Dealers
(Traders Magazine)
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Looking for T+1 in the EU? Think 2028…at the Earliest
(The Full FX)
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IEX Podcast: Reverse Pivoting Your Pivot with Larry Tabb
(IEX Exchange Podcast)
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CCI Files Amicus Brief Supporting Coinbase’s Challenge to SEC’s Denial of Rulemaking Petition
(Crypto Council For Innovation)
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JPMorgan Fined $348 Million for Gaps in Trading Surveillance
(Bloomberg)($)
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FCMs Boost Front Office Investment
(Traders Magazine)
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SEC’s Enhanced Execution Disclosures Welcomed
(Markets Media)
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T+1 is Biggest Regulatory Headache for 2024
(Markets Media)
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Investors say new SEC disclosures may sit on shelf
(Risk.net )($)
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US FCMs far apart on target residual interest levels
(Risk.net )($)
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Green Groups Decry SEC’s Climate Disclosure Rule as Too Weak
(Bloomberg)($)
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Finance Docket: Is Everything Insider Trading?
(DealBreaker)
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EU mistake opens 18-month window for unlimited dark trading
(Financial Times)($)
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The Aftermath of the SEC’s Climate Disclosure Rule
(Institutional Investor)
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Jay Powell Signals a Retreat on Banking Rules
(New York Times)($)
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S.E.C. Approves New Climate Rules Far Weaker Than Originally Proposed
(The New York Times)
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SEC Enhances Disclosure of Order Execution Information
(Markets Media)
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SEC ‘caution’ extends Vanguard’s ETF share class monopoly
(Financial Times)
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