NY’s New Cyber Law Shines Stronger Light on C-Level
(Chris Kentouris, FinOps Report)February 13, 2024
C-level executives at most financial firms operating in New York will have one more reason besides the fear of a data breach to change their corporate governance for cybersecurity this year– New
TABB Group’s LiquidityMatrix provides liquidity and pricing information on US Exchanges, ECNs, Dark Pools and Crossing networks. These reports have been a tremendous asset to the industry, as understanding liquidity both on- and off-exchange is becoming more challenging and complex.
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Regulatory Intelligence Commentary: SEC Expands Broker-Dealer Registration Requirement: The Rule, The Consequences, The Legal Questions
The Securities and Exchange Commission adopted two new rules (the "Rules") requiring certain market participants that, in the words of the SEC, "play an increasingly significant liquidity providing role," to register with the SEC as broker-dealers pursuant to SEA Section 15 or as government securities broker-dealers pursuant to SEA Section...
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In this segment of TabbFORUM at FIA Boca 2024, Mike Coats, ...
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