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28 August 2014

10 Words That Could Sink the Tick Pilot

Kevin Foley, AQUA

The tick pilot proposal submitted to the SEC by the exchanges and FINRA expands the scope of the trade-at requirement in what looks to be an obvious attempt on the part of the exchanges to promote their own interests. rest of story...

Videos

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    Collateral Optimization in Light of Credit Risk Regulation and Clearing

    Quantifi Director of Research Dmitry Pugachevsky discusses the mandatory clearing of swaps and collateral optimization. He focuses on the basics of counterparty risk, Basel counterparty credit risk (CCR) ...
     
  • Rail_thumb_ari

    Is Speed Commoditized?

    The latest front in the high-speed arms race on Wall Street is microwave technology. But recent developments are likely to level the playing field rather than give proprietary traders an advantage, suggests Ari ...
     
  • Rail_thumb_katsuyama

    Flash Boy Katsuyama on Market Structure

    Brad Katsuyama, the founder of IEX who was featured in Michael Lewis’s high-frequency trading novel 'Flash Boys,' talks to the FT’s Nicole Bullock about the conflicts exchanges face and ...
     
 

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Regulatory Opinion & Analysis

 
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School for (Avoiding) Scandal

Theo Hildyard, Software AG

Compliance officers have the responsibility to ensure their firms do not cross the line into fraudulent or manipulative behavior. And they are now more accountable than ever if this does happen. Here are 5 steps compliance officers should consider when choosing a market surveillance system. Continue

Regulatory News

Regulatory Research & White Papers

Events

Making Sense of Cleared Swaps New York 18 Sep 2014 www.theifm.org Add to Calendar
SMAC: Social Media and Compliance in Financial Services New York 18 Sep 2014 FTF News Add to Calendar
Lifecycle of a Derivative Trade: Uncovering the Middle- and Back-Office Functions Chicago 24 Sep 2014 www.theifm.org Add to Calendar
Futures & Options/Series 3 Course New York 01 Oct -
02 Sep 2014
www.theifm.org Add to Calendar
81st Annual Market Structure Conference Washington D.C 01 -
04 Oct 2014
http://www.securitytraders.org/81st-annual-market-structure-conference/ Add to Calendar
STA Annual Market Structure Conference Washington, D.C. 01 -
04 Oct 2014
STA Add to Calendar
Futures & Options/Series 3 Course Chicago 07 -
08 Oct 2014
www.theifm.org Add to Calendar
Making Sense of Cleared Swaps Chicago 09 Oct 2014 www.theifm.org Add to Calendar
Lifecycle of a Derivative Trade: Uncovering the Middle- and Back-Office Functions New York 17 Oct 2014 www.theifm.org Add to Calendar