Regulatory Opinion & Analysis
- Honey, I Shrunk the Market
(ISDA, ISDA, Robert Pickel, George Handjinicolaou)
OTC Derivatives Reform
- Tobin or Not Tobin – That is the Question (Fidessa, Steve Grob) 1 Comment
- Mexico – Durable, Consistent and Undervalued (CC Speed, Dan Watkins) 2 Comments
- John Reed on Big Banks’ Power and Influence
(TABB, Bill Moyers)
- EC Judges NYSE-DB By Yesterday's View of Tomorrow's Markets (Financial InterGroup, Allan Grody) 7 Comments
- Solving the Puzzle of OTC Derivatives Reporting
(EY, Kishore Kumar Ramakrishnan)
OTC Derivatives Reform
- All My Rowdy Friends Are Coming Over Tonight (ConvergEx Group, Nicholas Colas) 1 Comment
- Robin Hood Tax (ttr, neil crammond)
- Is Emerging Market Outperformance Built to Last? (IPC, Kevin Acott) 1 Comment
- Turning Title VII into an opportunity
(Kinetix Trading Solutions, George Bollenbacher)
- UBS's Hatheway on Economic Risks and Rewards in 2012
(UBS, Larry Hatheway)
- Fragmentation and Standardization
(MarkitSERV, Jeff Gooch)
- Disruptive Change
(Javelin Capital Markets, Jamie Cawley)
- Client Clearing, Credit Limits and Risk Checks
(CME, Laurent Paulhac)
- World Out of Balance (Greencrest Capital, Max Wolff) 8 Comments
- Detecting Financial Fraud
(Kinetic Partners, Joel Cohen)
- When the Fed Can't Walk the Walk (TABB Group, Andy Nybo) 2 Comments
- Mid-Tier Brokers: Outlook 2012
(TABB Group, Laurie J. Berke)
- Dodd-Frank's Unequal Taxation Problem
(OneChicago, LLC, David Downey)
- Hedge Fund Tax Headaches and How to Avoid Them (G2 FinTech, George Michaels)
- Turning the Volcker Rule into an Opportunity
(Kinetix Trading Solutions, George Bollenbacher)
- Protecting/Covering Our Assets, Fixing the Futures Market (TABB Group, Larry Tabb) 4 Comments
- Dodd-Frank: The Exchange Perspective
(OneChicago, LLC, David Downey)
- FinReg Forecast: Nine Market Structure Predictions for 2012 (ITG, Jamie Selway)
- Business Conduct for Swaps Trading: That’s in Dodd-Frank Too (Kinetix Trading Solutions, George Bollenbacher) 3 Comments
EC Judges NYSE-DB By Yesterday's View of Tomorrow's Markets
Allan Grody, Financial InterGroup
European regulators' rejection of the NYSE-Deutsche Borse merger shows their misunderstanding of the evolving financial system. Continue
Regulatory News
MoreRegulatory Research & Whitepapers
- Whitepaper: High Level Overview of Certain Key Regulatory Changes in Risk Management for Electronic Securities Trading in Europe (FTEN/SMARTS)
- Whitepaper: Market Making Under the Proposed Volcker Rule (Stanford University, Darrell Duffie)
- Whitepaper: The Impact of Derivative Collateral Policies of European Sovereigns and Resulting Basel III Capital Issues (AFME, ICMA, ISDA)
- Whitepaper: STP – A new look at an old idea (SWIFT)
- Whitepaper: Greek Odyssey: Is a Re-conversion to the Drachma Feasible? (Actualize Consulting, Eunice Bet-Mansour, Managing Director, Mary Califf, Executive Director)
- Whitepaper: High-frequency trading in the foreign exchange market (Bank for International Settlements)
- Whitepaper: Regulation meets Market Evolution - Changing Face of OTC Derivatives Trading
(EY, Kishore Kumar Ramakrishnan)
OTC Derivatives Reform
- Whitepaper: Principles for the Regulation and Supervision of Commodity Derivatives Markets-Final Report (IOSCO)
- Whitepaper: Prospective Wash Sales (G2 Systems LLC, George Michaels, Daniel Tilkin)
- Whitepaper: Hedge funds and Dodd-Frank: Institutionalize, fly low or else! (Capco, Alvi Abuaf, Edward Hawthorne, Sandeep Vishnu and Emmanuel Chesnais)
Events
Press Releases
| CFTC and SEC Release Joint Report to Congress on International Swap Regulation | 02 Feb 2012 | CFTC/SEC |
| Viteos Expands into Asia Pacific | 02 Feb 2012 | Viteos |
| IIROC implements single-stock circuit breakers | 02 Feb 2012 | Investment Industry Regulatory Organization of Canada (IIROC) |
| Jonathan Corpina to Keynote High-Frequency Trading Reception in New York City | 02 Feb 2012 | Golden Networking |
| The Speed Traders Workshop 2012 Sao Paulo, From Brazil to South Korea to Malaysia to Qatar to Poland and Beyond | 02 Feb 2012 | The Speed Traders |
| NYSE Euronext Statement on EU Decision to Prohibit Merger | 01 Feb 2012 | NYSE Euronext |
| Cadis bags 19 client wins in 2011 | 01 Feb 2012 | Cadis |
| Vista Equity Partners Completes Acquisition of Thomson Reuters Trade and Risk Management Business | 01 Feb 2012 | Turaz |
| NFA Signs Agreement with MarketAxess to provide Regulatory Services to MarketAxess' Swap Execution Facility | 31 Jan 2012 | NFA/MarketAxess |
