29 July 2014

A Nickel for Your Thoughts: The SEC Tick Size Pilot Program ...

Paul Daley, SunGard's Fox River Execution

Will the SEC’s tick size pilot, intended to gauge whether wider minimum tick sizes would improve market quality for small cap stocks, increase liquidity sufficiently to compensate for wider spreads? rest of story...


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    N.J.’s Garrett Hosts Roundtable on Market Structure

    U.S. Representative Scott Garrett, a Republican from New Jersey, conducts a roundtable discussion in Washington on equity market structure. KCG Holding Chief Executive Daniel B. Coleman; SIFMA CEO Ken Bentsen; ...
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    Euronext Carves its own Path

    Euronext is independent again. In June, the move was confirmed when it listed on the main French, Dutch and Belgium markets. FT’s Peggy Hollinger asks chief executive Dominique Cerutti about his ambitious ...
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    T. Boone Pickens: Ace Greenberg Was a Great Man

    BP Capital Chairman and CEO T. Boone Pickens reflects on Alan C. “Ace” Greenberg's legacy. He speaks with Trish Regan on Bloomberg's "Street Smart." ...

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Regulatory Opinion & Analysis


The Dodd-Frank Regulatory Marathon – Pacing Toward Effective and Efficient Financial Reform

Larry Thompson, The Depository Trust & Clearing Corp.

While Congress may have sprinted to enact Dodd-Frank, over the past 1,460-plus days since the legislation became law, regulators have altered their pace and focused on simply crossing the finish line. Continue

Regulatory News

Regulatory Research & White Papers


Cyber-Security and Technology Risk for Hedge-Funds and Hedge-Fund Investors New York City 12 Aug 2014 http://www.nyssa.org/programs/mastercalendar/ctl/viewdetail/mid/512/itemid/2077/d/20140812.aspx Add to Calendar
SMAC: Social Media and Compliance in Financial Services New York 18 Sep 2014 FTF News Add to Calendar
81st Annual Market Structure Conference Washington D.C 01 -
04 Oct 2014
http://www.securitytraders.org/81st-annual-market-structure-conference/ Add to Calendar
STA Annual Market Structure Conference Washington, D.C. 01 -
04 Oct 2014
STA Add to Calendar
Risk USA New York City 20 -
23 Oct 2014
Incisive Media Add to Calendar